Policy
Federal Register Notice Details Information Collection Extension for Rule 15c1-6
Federal regulators have issued a public notice regarding an upcoming paperwork extension linked to Rule 15c1-6. Market participants and interested parties now have a formal window to submit public feedback on the proposed regulatory continuation.
• Monitor upcoming regulatory compliance deadlines and public comment submission windows. • Evaluate administrative workflows for handling federal information collection requirements. • Stay attuned to broader regulatory compliance shifts affecting broker-dealers and financial institutions.
